TWSE Press Release

Net Income/Loss Statistics for Securities Firms in Dec. 2016

Publish Date︰2017/01/20 17:55

Net loss of overall securities firms in Dec. 2016 was NT$8 million. Among them, net loss of integrated securities firms was NT$50 million, net income of securities brokerage firms was NT$35 million, and net income of FCM which engaged in securities business was NT$7 million. Statistics of net income/loss is shown in Table 1.

 

In Dec., 34 firms recorded net income. Among them, 19 were integrated securities firms, 14 were securities brokerage firms, and 1 was an FCM which engaged in securities business. 41 firms suffered net loss. Among them, 24 were integrated securities firms, 16 were securities brokerage firms, and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with net income/loss are shown in Table 2.

 

Overall, 13 integrated securities firms and 9 securities brokerage firms have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.

 

As of the end of Dec. 2016, there were 10 securities firms with stockholders' equity below paid-in capital. Among them, 4 were integrated securities firms, and 4 were securities brokerage firms, and 2 were FCMs which engaged in securities business. The lists of top 5 securities firms with stockholders’ equity below paid-in capital are shown in Table 4.

 


Table 1
Statistics of Net Income/Loss

(Million NT$)

Firm Type

Current Month

Previous Month

Overall securities firms

-8

552

Integrated securities firms

-50

478

Securities brokerage firms

35

69

FCM

7

5

 

Table 2

Top 5 Integrated Securities Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

1480

GOLDMAN SACHS (ASIA) L.L.C. TAIPEI BRANCH

252

2

1160

JIH SUN SECURITIES CO.,LTD.

169

3

9100

CAPITAL SECURITIES CORP

106

4

9800

Yuanta Securities Co., Ltd

57

5

1650

UBS SECURITIES PTE.LTD., TAIPEI BRANCH

49

 

Top 5 Integrated Securities Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

9600

FUBON SECURITIES CO., LTD.

-235

2

9200

KGI Securities Co. Ltd.

-197

3

5850

PRESIDENT SECURITIES CORPORATION

-80

4

8450

CONCORD SECURITIES CO.,LTD.

-72

5

6160

CHINATRUST SECURITIES CO., LTD.

-52

 

Top 5 Securities Brokerage Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

1520

CREDIT SUISSE, TAIPEI BRANCH

39

2

6460

DAH CHANG SECURITIES CO.,LTD.

4

3

5600

YUNG SHIN SECURITIES CO.,LTD.

4

4

6950

FUSHAN SECURITIES CO.,LTD.

4

5

1380

CLSA LTD., TAIPEI BRANCH

3

 

Top 5 Securities Brokerage Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

8900

BNP PARIBAS SECURITIES (TAIWAN) CO., LTD.

-7

2

1660

CIMB Securities Limited,Taiwan Branch

-6

3

5320

GOLDEN GATE SECURITIES CO., LTD

-3

4

7080

BRIDGE STONE SECURITIES CO., LTD.

-1

5

8520

CHUNG NOURN SECURITIES CO., LTD.

-1

 

1 FCM which engaged in securities business on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

2210

Capital Futures Co., Ltd.

7

 

1 FCM which engaged in securities business on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

2200

Yuanta Futures Co., Ltd.

-0.06

 

Table 3
Lists of Securities Firms in Loss for Three Consecutive Months

Top 5 of 13 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

8450

CONCORD SECURITIES CO.,LTD.

2

7000

MEGA SECURITIES CO., LTD.

3

5850

PRESIDENT SECURITIES CORPORATION

4

6160

CHINATRUST SECURITIES CO., LTD.

5

5380

FIRST SECURITIES INC.

 

Top 5 of 9 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

1660

CIMB Securities Limited,Taiwan Branch

2

8710

WEALY SECURITIES CO., LTD.

3

7080

BRIDGE STONE SECURITIES CO., LTD.

4

8770

DA-DIN SECURITIES CO., LTD.

5

7670

CHIN KANG SECURITIES CO., LTD.

 

Table 4
Lists of Securities Firms with Stockholders’ Equity below Paid-in Capital

4 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

5110

FULL LONG SECURITIES CO., LTD.

2

6110

TAICHUNG COMMERCIAL BANK

3

5380

FIRST SECURITIES INC.

4

6910

RELIANCE SECURITIES CO., LTD.

 

4 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

7080

BRIDGE STONE SECURITIES CO., LTD.

2

6620

CHUAN TAI SECURITIES CO.,LTD.

3

1660

CIMB Securities Limited,Taiwan Branch

4

8660

VANTONE SECURITIES CO., LTD.

 

2 FCM which engaged in securities business

Seq. No.

Firm No.

Name of Firm

1

2210

Capital Futures Co., Ltd.

2

2200

Yuanta Futures Co., Ltd.

 

 

Top