TWSE Press Release

Net Income/Loss Statistics for Securities Firms in Jan. 2017

Publish Date︰2017/02/23 15:02

Net income of overall securities firms in Jan. 2017 was NT$1,283 million. Among them, net income of integrated securities firms was NT$1,275 million, net income of securities brokerage firms was NT$5 million, and net income of FCM which engaged in securities business was NT$2 million. Statistics of net income/loss is shown in Table 1.

 

In Jan., 46 firms recorded net income. Among them, 32 were integrated securities firms, 12 were securities brokerage firms, and 2 were FCMs which engaged in securities business. 29 firms suffered net loss. Among them, 11 were integrated securities firms, and 18 were securities brokerage firms. The lists of top 5 securities firms with net income/loss are shown in Table 2.

 

Overall, 8 integrated securities firms and 7 securities brokerage firms have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.

 

As of the end of Jan. 2017, there were 10 securities firms with stockholders' equity below paid-in capital. Among them, 4 were integrated securities firms, and 4 were securities brokerage firms, and 2 were FCMs which engaged in securities business. The lists of top 5 securities firms with stockholders’ equity below paid-in capital are shown in Table 4.

 

Table 1

Statistics of Net Income/Loss

(Million NT$)

Firm Type

Current Month

Previous Month

Overall securities firms

1,283

-8

Integrated securities firms

1,275

-50

Securities brokerage firms

5

35

FCM

2

7

 

Table 2

Top 5 Integrated Securities Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

9800

Yuanta Securities Co., Ltd

519

2

5850

PRESIDENT SECURITIES CORPORATION

171

3

9100

CAPITAL SECURITIES CORP

127

4

9600

FUBON SECURITIES CO., LTD.

104

5

9A00

SINOPAC SECURITIES CO., LTD.

78

 

Top 5 Integrated Securities Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

9200

KGI Securities Co. Ltd.

-109

2

6010

PRIMASIA SECURITIES CO., LTD.

-36

3

6530

TA CHONG SECURITIES CO., LTD.

-17

4

6910

RELIANCE SECURITIES CO., LTD.

-17

5

1560

NOMURA INTERNATIONAL (HONG KONG) LTD., TAIPEI BRANCH

-8

 

Top 5 Securities Brokerage Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

1520

CREDIT SUISSE, TAIPEI BRANCH

28

2

8850

SHING FONG SECURITIES CO., LTD.

1

3

1380

CLSA LTD., TAIPEI BRANCH

1

4

5870

KUANG LONG SECURITIES CO., LTD.

1

5

6460

DAH CHANG SECURITIES CO.,LTD.

1

 

Top 5 Securities Brokerage Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

1660

CIMB Securities Limited,Taiwan Branch

-12

2

8900

BNP PARIBAS SECURITIES (TAIWAN) CO., LTD.

-3

3

8710

WEALY SECURITIES CO., LTD.

-1

4

5600

YUNG SHIN SECURITIES CO.,LTD.

-1

5

7750

PEI CHENG SECURITY CO., LTD.

-1

 

2 FCM which engaged in securities business on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

2210

Capital Futures Co., Ltd.

1

2

2200

Yuanta Futures Co., Ltd.

1

 

Table 3
Lists of Securities Firms in Loss for Three Consecutive Months

Top 5 of 8 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

1260

HORIZON SECURITIES CO.,LTD.

2

6010

PRIMASIA SECURITIES CO., LTD.

3

6910

RELIANCE SECURITIES CO., LTD.

4

6530

TA CHONG SECURITIES CO., LTD.

5

1570

SG SECURITIES (HK) LTD., TAIPEI BRANCH

 

Top 5 of 7 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

1660

CIMB Securities Limited,Taiwan Branch

2

8710

WEALY SECURITIES CO., LTD.

3

7080

BRIDGE STONE SECURITIES CO., LTD.

4

8770

DA-DIN SECURITIES CO., LTD.

5

7670

CHIN KANG SECURITIES CO., LTD.

 

Table 4
Lists of Securities Firms with Stockholders’ Equity below Paid-in Capital

4 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

5110

FULL LONG SECURITIES CO., LTD.

2

6110

TAICHUNG COMMERCIAL BANK

3

6910

RELIANCE SECURITIES CO., LTD.

4

5380

FIRST SECURITIES INC.

 

4 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

7080

BRIDGE STONE SECURITIES CO., LTD.

2

6620

CHUAN TAI SECURITIES CO.,LTD.

3

1660

CIMB Securities Limited,Taiwan Branch

4

8660

VANTONE SECURITIES CO., LTD.

 

2 FCM which engaged in securities business

Seq. No.

Firm No.

Name of Firm

1

2210

Capital Futures Co., Ltd.

2

2200

Yuanta Futures Co., Ltd.

 

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