TWSE Press Release

Net Income/Loss Statistics for Securities Firms in Feb. 2017

Publish Date︰2017/03/24 17:57

Net income of overall securities firms in Feb. 2017 was NT$3,347 million. Among them, net income of integrated securities firms was NT$3,244 million, net income of securities brokerage firms was NT$102 million, and net income of FCM which engaged in securities business was NT$1 million. Statistics of net income/loss is shown in Table 1.

 

In Feb., 64 firms recorded net income. Among them, 40 were integrated securities firms, 23 were securities brokerage firms, and 1 was an FCM which engaged in securities business. 11 firms suffered net loss. Among them, 3 were integrated securities firms, 7 were securities brokerage firms, and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with net income/loss are shown in Table 2.

 

Overall, 3 integrated securities firms and 4 securities brokerage firms have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.

 

As of the end of Feb. 2017, there were 10 securities firms with stockholders' equity below paid-in capital. Among them, 4 were integrated securities firms, and 4 were securities brokerage firms, and 2 were FCMs which engaged in securities business. The lists of top 5 securities firms with stockholders’ equity below paid-in capital are shown in Table 4.

 


Table 1
Statistics of Net Income/Loss

(Million NT$)

Firm Type

Current Month

Previous Month

Overall securities firms

3,347

1,283

Integrated securities firms

3,244

1,275

Securities brokerage firms

102

5

FCM

1

2

 

Table 2

Top 5 Integrated Securities Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

1360

Macquarie Capital Securities Limited, Taiwan Branch

437

2

9800

Yuanta Securities Co., Ltd

404

3

9200

KGI Securities Co. Ltd.

364

4

5850

PRESIDENT SECURITIES CORPORATION

337

5

9A00

SINOPAC SECURITIES CO., LTD.

170

 

3 Integrated Securities Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

6910

RELIANCE SECURITIES CO., LTD.

-34

2

1260

HORIZON SECURITIES CO.,LTD.

-8

3

1570

SG SECURITIES (HK) LTD., TAIPEI BRANCH

-5

 

Top 5 Securities Brokerage Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

1520

CREDIT SUISSE, TAIPEI BRANCH

77

2

6460

DAH CHANG SECURITIES CO.,LTD.

10

3

5320

GOLDEN GATE SECURITIES CO., LTD

5

4

6380

KUANZ HO SECURITIES CO., LTD.

4

5

6450

YUNG CHUAN SECURITIES CO.,LTD.

3

 

Top 5 Securities Brokerage Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

1660

CIMB Securities Limited,Taiwan Branch

-14

2

7900

KING FONG SECURITIES CO.,LTD.

-2

3

8900

BNP PARIBAS SECURITIES (TAIWAN) CO., LTD.

-1

4

5460

PAO SHIN SECURITIES CO., LTD.

-1

5

7080

BRIDGE STONE SECURITIES CO., LTD.

-0.24

 

1 FCM which engaged in securities business on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

2200

Yuanta Futures Co., Ltd.

1

 

1 FCM which engaged in securities business on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

2210

Capital Futures Co., Ltd.

-0.43

 

Table 3
Lists of Securities Firms in Loss for Three Consecutive Months

3 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

6910

RELIANCE SECURITIES CO., LTD.

2

1260

HORIZON SECURITIES CO.,LTD.

3

1570

SG SECURITIES (HK) LTD., TAIPEI BRANCH

 

4 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

1660

CIMB Securities Limited,Taiwan Branch

2

8900

BNP PARIBAS SECURITIES (TAIWAN) CO., LTD.

3

8710

WEALY SECURITIES CO., LTD.

4

7080

BRIDGE STONE SECURITIES CO., LTD.

 

Table 4
Lists of Securities Firms with Stockholders’ Equity below Paid-in Capital

4 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

5110

FULL LONG SECURITIES CO., LTD.

2

6110

TAICHUNG COMMERCIAL BANK

3

6910

RELIANCE SECURITIES CO., LTD.

4

5380

FIRST SECURITIES INC.

 

4 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

7080

BRIDGE STONE SECURITIES CO., LTD.

2

6620

CHUAN TAI SECURITIES CO.,LTD.

3

1660

CIMB Securities Limited,Taiwan Branch

4

8660

VANTONE SECURITIES CO., LTD.

 

2 FCM which engaged in securities business

Seq. No.

Firm No.

Name of Firm

1

2210

Capital Futures Co., Ltd.

2

2200

Yuanta Futures Co., Ltd.

 

 

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