TWSE Press Release

Net Income/Loss Statistics for Securities Firms in May 2017

Publish Date︰2017/06/21 17:28

台灣證券交易所股份有限公司每日新聞稿摘錄

 

新聞稿內容:

Net income of overall securities firms in May 2017 was NT$2,239 million. Among them, net income of integrated securities firms was NT$2,080 million, net income of securities brokerage firms was NT$126 million, and net income of FCM which engaged in securities business was NT$33 million. Statistics of net income/loss is shown in Table 1.

 

In May, 57 firms recorded net income. Among them, 36 were integrated securities firms, 20 were securities brokerage firms, and 1 was an FCM which engaged in securities business. 16 firms suffered net loss. Among them, 7 were integrated securities firms, 8 were securities brokerage firms, and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with net income/loss are shown in Table 2.

 

Overall, 2 integrated securities firms and 3 securities brokerage firms and 1 FCM which engaged in securities business have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.

 

As of the end of May 2017, there were 8 securities firms with stockholders' equity below paid-in capital. Among them, 4 were integrated securities firms, and 3 were securities brokerage firms, and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with stockholders’ equity below paid-in capital are shown in Table 4.

 


Table 1
Statistics of Net Income/Loss

(Million NT$)

Firm Type

Current Month

Previous Month

Overall securities firms

2,239

864

Integrated securities firms

2,080

807

Securities brokerage firms

126

62

FCM

33

-5

 

Table 2

Top 5 Integrated Securities Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

9800

Yuanta Securities Co., Ltd

486

2

9200

KGI Securities Co. Ltd.

427

3

5850

PRESIDENT SECURITIES CORPORATION

133

4

9100

CAPITAL SECURITIES CORP

127

5

9A00

SINOPAC SECURITIES CO., LTD.

114

 

Top 5 Integrated Securities Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

6010

PRIMASIA SECURITIES CO., LTD.

-24

2

6110

TAICHUNG COMMERCIAL BANK

-20

3

1480

GOLDMAN SACHS (ASIA) L.L.C. TAIPEI BRANCH

-16

4

6910

RELIANCE SECURITIES CO., LTD.

-10

5

1260

HORIZON SECURITIES CO.,LTD.

-8

 

Top 5 Securities Brokerage Firms on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

1520

CREDIT SUISSE, TAIPEI BRANCH

78

2

7020

SHIN FAN SECURITIES CO., LTD.

42

3

6460

DAH CHANG SECURITIES CO.,LTD.

3

4

1380

CLSA LTD., TAIPEI BRANCH

2

5

8490

WAN TAI SECURITIES CO., LTD.

2

 

Top 5 Securities Brokerage Firms on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

8900

BNP PARIBAS SECURITIES (TAIWAN) CO., LTD.

-6

2

6380

KUANZ HO SECURITIES CO., LTD.

-3

3

8380

ANTAY SECURITIES CO., LTD.

-2

4

5600

YUNG SHIN SECURITIES CO.,LTD.

-1

5

8710

WEALY SECURITIES CO., LTD.

-1

 

1 FCM which engaged in securities business on Net Income

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Income

1

2210

Capital Futures Co., Ltd.

33

 

1 FCM which engaged in securities business on Net Loss

(Million NT$)

Seq. No.

Firm No.

Name of Firm

Net Loss

1

2200

Yuanta Futures Co., Ltd.

-0.25

 

Table 3
Lists of Securities Firms in Loss for Three Consecutive Months

2 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

6010

PRIMASIA SECURITIES CO., LTD.

2

1570

SG SECURITIES (HK) LTD., TAIPEI BRANCH

 

3 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

8900

BNP PARIBAS SECURITIES (TAIWAN) CO., LTD.

2

7080

BRIDGE STONE SECURITIES CO., LTD.

3

6620

CHUAN TAI SECURITIES CO.,LTD.

 

1 FCM which engaged in securities business

Seq. No.

Firm No.

Name of Firm

1

2200

Yuanta Futures Co., Ltd.

 

Table 4
Lists of Securities Firms with Stockholders’ Equity below Paid-in Capital

4 Integrated Securities Firms

Seq. No.

Firm No.

Name of Firm

1

5110

FULL LONG SECURITIES CO., LTD.

2

6110

TAICHUNG COMMERCIAL BANK

3

6910

RELIANCE SECURITIES CO., LTD.

4

5380

FIRST SECURITIES INC.

 

3 Securities Brokerage Firms

Seq. No.

Firm No.

Name of Firm

1

7080

BRIDGE STONE SECURITIES CO., LTD.

2

6620

CHUAN TAI SECURITIES CO.,LTD.

3

8660

VANTONE SECURITIES CO., LTD.

 

1 FCM which engaged in securities business

Seq. No.

Firm No.

Name of Firm

1

2200

Yuanta Futures Co., Ltd.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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